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What does ROTE stand for?

ROTE stands for Reliance On The Exemption

This definition appears very rarely

Other Resources: Acronym Finder has 3 verified definitions for ROTE

Samples in periodicals archive:

Yukon Securities Office Ministerial Order Enacting Rule: 2008/07 and 2009/07 Instrument Initially Effective in Yukon: March 17, 2008 2 5. Reliance on the Exemption in...
(including all entities controlled by or under common control with; including any amount sold in reliance on the exemption provided under this paragraph...
The notice must refer to reliance on the exemption from the underwriter conflicts disclosure requirements and include a prescribed paragraph regarding statutory...
Notify the OSC of reliance on the exemption from the registration requirement under sections 8.18 International Dealer and 8.26 International Adviser of National...
between the Company and Trustee. The Company offered and sold the Notes in reliance on the exemption from registration provided by Section 4(2)...
except to qualified institutional buyers in reliance on the exemption from registration provided by Rule 144A under the Securities Act...
concurrent offerings made in reliance on the exemption; Crowdfunding, funding portals may deny access to issuers in certain circumstances, accept investment
AerCap Ireland Capital Limited and AerCap; except to qualified institutional buyers in reliance on the exemption from registration provided by Rule 144A...
The Company offered and sold the additional warrants in reliance on the exemption from registration provided by Section 4(a)(2) of the Securities Act.
Such securities were issued in reliance on the exemption from registration provided by Section 4(2) of the Securities Act of 1933 (the "Securities Act")...
The New WPP shares have not been, and will not be, registered under the US Securities Act of 1933, as amended and will be issued in reliance on the exemption provided...
The Notes will be offered only to qualified institutional buyers in reliance on the exemption from registration set forth in Rule 144A under...
551.202(26)(f) (f) Not less than 10 days prior to the commencement of an offering of securities in reliance on the exemption under this subsection...
The Notes and related guarantees are being offered only to qualified institutional buyers in reliance on the exemption from registration set forth in Rule 144A...
The Notes and the related guarantees are being offered only to qualified institutional buyers in reliance on the exemption from registration set forth in Rule 144A...
17 CFR 240.14a-17 - Electronic shareholder forums. CFR; eCFR; Authorities (U.S. Code) Rulemaking; prev | next; Reliance on the exemption in § 240.14a-2(b)(6)...
The Notes were offered only to qualified institutional buyers in reliance on the exemption from registration set forth in Rule 144A under the Securities Act of 1933...
does not have an associated U.S. registered broker-dealer includes research reports on its website, may it do so in reliance on the exemption under Rule 15a-6...
The notes and the related guarantees will be offered only to qualified institutional buyers in reliance on the exemption from registration set forth in Rule 144A...
The Commodity Futures Trading Commission (``Commission'') is proposing two actions relating to electronic trading facilities that operate in reliance on the exemption...
Securities offered in reliance on the exemption provided by this section must also meet the requirements of the federal exemption for intrastate offerings in the...
except to qualified institutional buyers in reliance on the exemption from registration provided by Rule 144A under the Securities Act...
amended (the "investment company act") in reliance on the exemption from registration provided by rule 144a (the "rule 144a notes") and (ii) to...
IRA and plan accounts in reliance on the exemption, listed options are currently excluded. The
15 USC 77d - Exempted; including any amount sold in reliance on the exemption provided under this paragraph during the 12-month period preceding the date of such...
GM Prices $4.5 Billion of Senior Unsecured Notes. 2013; qualified institutional buyers in reliance on the exemption from the registration requirements of the...
In reliance on the exemption from registration provided by Rule 15a-6 of the Exchange Act and interpretations thereof by the SEC in order to conduct certain...
the manager must file a notice with the JFSC confirming reliance on the exemption together with an annual fee...
The Notes will be offered only to qualified institutional buyers in reliance on the exemption from registration set forth in Rule 144A under the Securities Act...
Reliance on the Exemption in Subsection 3.3(2) or Section 3.6. At no time since the commencement of our most recently completed fiscal year have we relied on the...
1707.03 Exempt transactions. As used in; Any offer or sale of securities made in reliance on the exemption provided in Rule 506 of Regulation D under the...